Finance House Securities LLC

Finance House Securities LLC Review: Regulation, Fees and Broker Analysis

Unclaimed profile

`Finance House Securities LLC is a credible regulated option for investors seeking direct exposure to UAE equity markets.

Best forUAE InvestorsADX TradersDFM TradersNot ideal forMetaTrader users

External website · BrokerBazaar does not receive a trading commission from this link.

73

/ 100

BrokerBazaar Score

Good

Evidence-based, 0–100

Data confidence 78%

No minimum deposit

Min Deposit

N/A — exchange-traded secu…

Spreads From (indicative)

NOT VERIFIED

Max Retail Leverage

NOT VERIFIED — current univers…

Commission

Group-level figures · Full cost schedule

Researched by
BB Team
Reviewed by
BB Team
Last verified
No recorded check yet
Next review due
Not scheduled

How we tested this broker·Meet the review team

Section 01

About

About Finance House Securities LLC

Company Provided

Finance House Securities LLC (FHS) is an Abu Dhabi-based UAE securities brokerage firm that provides brokerage and online trading services. The company offers access to the Abu Dhabi Securities Exchange (ADX) and Dubai Financial Market (DFM) through regular trading accounts, online trading and its mobile trading application.

Since 2011 Abu Dhabi, United Arab Emirates 3 regulators listed

Expert Verdict

`Finance House Securities LLC is a credible regulated option for investors seeking direct exposure to UAE equity markets. Its key strengths are its SCA regulation, licence number 604025, access to both ADX and DFM, no stated minimum deposit requirement and availability of online and mobile trading. The broker is particularly suitable for UAE-focused equity investors who prefer a locally regulated brokerage with physical branches and direct customer support. Margin trading is available through dedicated account documentation, but investors should confirm current margin conditions, brokerage charges and applicable risks directly before opening an account. Overall Classification: Established UAE Securities Broker — Low-Moderate Regulatory Risk.`

Pros

  • UAE SCA regulated
  • Official licence number 604025
  • No minimum deposit requirement
  • Access to ADX
  • Access to DFM
  • Online trading available
  • Mobile trading available
  • Android app available
  • iOS app available
  • Regular trading accounts
  • Margin trading accounts
  • Individual accounts
  • Corporate accounts
  • Official E-Trade platform
  • Withdrawal request through E-Trade
  • Official customer support channels
  • Abu Dhabi head office
  • Dubai branch
  • Published forms and applications
  • Published SCA investor classification forms
  • 5-Star DFM Brokers Excellence Rating
  • 100% Dubai Service Excellence Scheme rating for Q4 2020

Cons

  • Maximum leverage not independently verified
  • Current universal brokerage commission not independently verified
  • Complete deposit method list not publicly verified
  • Withdrawal processing time not independently verified
  • Withdrawal fees not independently verified
  • Bank transfer withdrawal not independently verified
  • Live chat not independently verified
  • API trading not verified
  • Algorithmic trading not verified
  • MetaTrader support not verified
  • TradingView integration not verified
  • Forex offering not verified
  • CFD offering not verified
  • Cryptocurrency offering not verified
  • Direct SCA entity-specific register URL not independently verified

BrokerBazaar Overview

Independent

`Finance House Securities LLC is a UAE-based securities brokerage headquartered in Abu Dhabi and operating under the Finance House Group. The company is licensed and regulated by the UAE Securities and Commodities Authority under licence number 604025.

The broker provides access to the two principal UAE equity markets, Abu Dhabi Securities Exchange and Dubai Financial Market. Clients can trade through regular accounts, the FHS online trading platform and the FHS Mobile App.

A notable feature is that Finance House Securities officially states there is no minimum amount required to be deposited when opening an account. Clients must, however, maintain sufficient credit before placing buy orders. The broker also provides margin-trading documentation for eligible clients Finance House Securities supports individual and corporate account onboarding, although UAE market investor numbers are required for regular trading accounts. Its forms section provides detailed documentation for account opening, margin trading and investor-market procedures.

The broker has also received historical service recognition, including a 5-Star DFM Brokers Excellence Rating for 2020 and a 100% Performance Excellence Rating from the Dubai Service Excellence Scheme for Q4 2020.

Finance House Securities is best suited to investors focused specifically on UAE-listed securities and direct access to ADX and DFM rather than traders looking for a broad international forex, CFD or cryptocurrency platform.`

Key Features

Regulated Broker
Finance House Securities LLC

Finance House Securities LLC

Regulated Broker

Min DepositNo minimum deposit
Max Retail LeverageNOT VERIFIED
Spreads (indicative)N/A — exchange-traded secu…

External website · BrokerBazaar does not receive a trading commission from this link.

4

Platforms

2011

Est. Since

5

Account Types

1+

Countries

Regulated By

UAE SCA Regulated
UAE Securities Brokerage
SCA Licence 604025

Licence check: Not independently checked

Live Spreads

Not available

No live spread data from a named account is available for this broker. Figures are published only with the account type and capture time.

Independent report by BrokerBazaar Research TeamHow we rate brokers

Finance House Securities LLC broker analysis: regulation, fees, withdrawals and risks

Independent broker profile covering verified entities, regulation, costs, platforms, withdrawals, risks and user feedback. BrokerBazaar is not Finance House Securities LLC and does not operate any brokerage.

Profile ownership

Not claimed by broker

No representative of Finance House Securities LLC manages this page. This says nothing about its licence, and the score and regulation data are the same whether or not a profile is claimed.

Information source

Submitted by broker or compiled from public pages

Details have been recorded but not yet independently checked by BrokerBazaar.

Licence check

Not independently checked

Confirm the licence on the regulator's public register before opening an account.

Editorial review

Reviewed 4 Nov 2026

Date the BrokerBazaar research team last regenerated this analysis from the stored record.

Legal entity

Finance House Securities LLC

Founded

2011

Headquarters

Abu Dhabi, United Arab Emirates

Regulators

UAE SCA Regulated, UAE Securities Brokerage, SCA Licence 604025

Minimum deposit

No minimum deposit

Spreads from

N/A — exchange-traded secu…

Commission

NOT VERIFIED — current univers…

Max leverage

NOT VERIFIED

Platforms

FHS E-Trade, Online Trading, FHS Mobile App, Virtual Trading App

Account types

Regular Trading Account, Online Trading Account, Margin Trading Account, Individual Account, Corporate Account

Finance House Securities LLC regulation and licence table

Each row is one legal entity. Verify the licence on the official register; a company registration is not a brokerage licence.

EntityRegulatorLicenceAuthorised activityRegionLicence check
Finance House Securities LLCSecurities and Commodities Authority (SCA)

Capital Market Authority (UAE)

Moderate oversight
604025Securities BrokerageUnited Arab EmiratesNot independently checked

Finance House Securities LLC at a glance

Finance House Securities LLC (FHS) is an Abu Dhabi-based UAE securities brokerage firm that provides brokerage and online trading services. The company offers access to the Abu Dhabi Securities Exchange (ADX) and Dubai Financial Market (DFM) through regular trading accounts, online trading and its mobile trading application.

Finance House Securities LLC reports a founding year of 2011 and a head office in Abu Dhabi, United Arab Emirates. It lists 3 regulators and 4 trading platforms.

BrokerBazaar verdict

`Finance House Securities LLC is a credible regulated option for investors seeking direct exposure to UAE equity markets. Its key strengths are its SCA regulation, licence number 604025, access to both ADX and DFM, no stated minimum deposit requirement and availability of online and mobile trading. The broker is particularly suitable for UAE-focused equity investors who prefer a locally regulated brokerage with physical branches and direct customer support. Margin trading is available through dedicated account documentation, but investors should confirm current margin conditions, brokerage charges and applicable risks directly before opening an account. Overall Classification: Established UAE Securities Broker — Low-Moderate Regulatory Risk.`

Legal entities, regulation and licences

Finance House Securities LLC operates through 1 legal entity, each supervised separately. Your account is with one specific entity, so the protections you receive depend on which one onboards you, not on the group's strongest licence. Overall, the group is supervised by moderate-tier regulators only.

Licence check: Not independently checked. This broker has submitted its details. BrokerBazaar has not yet independently checked them. A company registration or general business licence is not permission to offer regulated brokerage services; only the register entries linked in the table count.

Countries accepted and restricted

Finance House Securities LLC states that it accepts clients from United Arab Emirates. Availability is decided per entity and can change without notice; residents of jurisdictions such as the USA, and often the EU and UK, are frequently excluded from offshore entities.

Trading products, platforms and account types

Instruments: UAE Listed Securities, Equities, Margin Trading. Platforms: FHS E-Trade, Online Trading, FHS Mobile App, Virtual Trading App. Account types: Regular Trading Account, Online Trading Account, Margin Trading Account, Individual Account, Corporate Account.

Best-for tags assigned by our team: UAE Investors, ADX Traders, DFM Traders, UAE Equity Investors, Mobile Traders, Online Traders.

Minimum deposit, spreads, commissions and other charges

The minimum deposit is No minimum deposit. Spreads start from N/A — exchange-traded secu… and commission is NOT VERIFIED — current univers…. Maximum leverage is NOT VERIFIED, subject to the cap of the entity that holds your account.

Swap-free / Islamic account: not specified. Swap type: not specified. Headline spreads are usually quoted for the most expensive account tier's cheapest instrument; compare total cost for your typical trade.

Deposits and withdrawals

Deposit methods: E-Trade Withdrawal Request, Withdrawal Form, Check Withdrawal. Withdrawal methods: E-Trade Withdrawal Request, Withdrawal Form, Check Withdrawal.

Withdrawal speed and fees are set by the entity and payment provider. Withdrawal delays are the most common complaint category on BrokerBazaar across all brokers; keep identity documents current and withdraw to the same method you deposited with where required by anti-money-laundering rules.

Execution model, negative balance protection and client money

Negative balance protection: Not specified. Scalping allowed: Not specified. Algorithmic trading allowed: Not specified. News trading allowed: Not specified. Hedging: not specified.

Client-money rules follow the regulator of the entity that holds your account: CMA: Segregation of client funds required. Compensation: No central compensation scheme.

Complaints and dispute process

Formal complaints: customerservice@fhs.ae. Phone: +971 2 619 1911. Step 1: Submit your complaint or feedback through the official Finance House Securities Contact Us / Feedback form, email customerservice@fhs.ae, call +971 2 619 1911, or visit an FHS branch. Step 2: Provide your contact details and full details of the issue. Step 3: Request a complaint or service reference number where applicable and retain all correspondence. Step 4: If the matter remains unresolved, escalate through the applicable UAE Securities and Commodities Authority investor-protection or complaint mechanism after confirming the current escalation route.

If the broker does not resolve a complaint, escalate to the ombudsman or regulator of the entity that holds your account. BrokerBazaar's Dispute Support Desk can help you document and escalate a case.

Strengths and limitations

  • Strength: UAE SCA regulated
  • Strength: Official licence number 604025
  • Strength: No minimum deposit requirement
  • Strength: Access to ADX
  • Strength: Access to DFM
  • Strength: Online trading available
  • Strength: Mobile trading available
  • Strength: Android app available
  • Strength: iOS app available
  • Strength: Regular trading accounts
  • Strength: Margin trading accounts
  • Strength: Individual accounts
  • Strength: Corporate accounts
  • Strength: Official E-Trade platform
  • Strength: Withdrawal request through E-Trade
  • Strength: Official customer support channels
  • Strength: Abu Dhabi head office
  • Strength: Dubai branch
  • Strength: Published forms and applications
  • Strength: Published SCA investor classification forms
  • Strength: 5-Star DFM Brokers Excellence Rating
  • Strength: 100% Dubai Service Excellence Scheme rating for Q4 2020
  • Limitation: Maximum leverage not independently verified
  • Limitation: Current universal brokerage commission not independently verified
  • Limitation: Complete deposit method list not publicly verified
  • Limitation: Withdrawal processing time not independently verified
  • Limitation: Withdrawal fees not independently verified
  • Limitation: Bank transfer withdrawal not independently verified
  • Limitation: Live chat not independently verified
  • Limitation: API trading not verified
  • Limitation: Algorithmic trading not verified
  • Limitation: MetaTrader support not verified
  • Limitation: TradingView integration not verified
  • Limitation: Forex offering not verified
  • Limitation: CFD offering not verified
  • Limitation: Cryptocurrency offering not verified
  • Limitation: Direct SCA entity-specific register URL not independently verified

Who this broker suits, and who it does not

Finance House Securities LLC is most relevant to traders looking for: UAE Investors, ADX Traders, DFM Traders, UAE Equity Investors, Mobile Traders, Online Traders.

It is less suitable for anyone who needs a strict-tier regulator in their own country of residence, for residents of restricted jurisdictions, and for beginners who have not yet understood leverage and margin. Nothing on this page is personal financial advice.

Finance House Securities LLC change history

Every published fact change, with the previous value and the date it took effect. Each entry says whether the broker made the change itself or our editors checked it against an official source. Regulation and licence claims are always checked by an editor.

No fact changes recorded for Finance House Securities LLC yet. Changes appear here as soon as the broker updates its profile or our editors confirm a change.

Frequently asked questions about Finance House Securities LLC

Data sources. Broker submission, the regulator registers linked above, web-archive and domain records, and third-party traffic data. No independent licence check date is recorded yet. External ratings: Trustpilot N/A/5; WikiFX N/A/N/A; Apple App Store 5/5; Google Play Store N/A/5.

Commercial disclosure. BrokerBazaar is independent and not owned by any broker. We may receive a referral fee if you open an account with Finance House Securities LLC through our links; this never affects scores or verification. How we make money. Trading leveraged products carries a high risk of loss.

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